Top Tech Jobs & Startup Jobs in Charlotte, NC

Review advisor business trends and supervise heightened supervision plans, non‑conventional practices, and journaling between accounts. Analyze complex data, communicate findings to advisors and leaders, deliver training, coordinate with Legal/Compliance, support regulatory responses, and improve supervisory processes to mitigate risk.

As a Financial Advisor Trainee, you will complete training, obtain licenses, engage with clients, and prepare for a career as a financial advisor.

In this role, you'll support client interactions, convert service calls to sales, and assist in the financial planning process, ultimately aiming for a Financial Advisor position.

The Director of Pricing and Analytics will lead product pricing and analytics for Cash and Deposit products, managing a team to develop pricing models, optimize reports, ensure accuracy in business decisions, and improve communication with stakeholders.

Lead a team managing advisory trading for compliance, operational strategy, and relationship management. Responsible for coaching and performance management.

The Senior Trade Specialist manages complex fixed-income trading operations, provides support for structured products, and executes orders while ensuring compliance with regulations.

Lead operational and financial risk management by developing controls, conducting risk assessments, validating systems and reporting, and coordinating with Compliance, Legal, and business leaders to mitigate regulatory and operational risks. Drive process improvements, enhance risk metrics and reporting, and lead regulatory and operational audits.

The Senior Manager, Business Analyst leads GCO portfolio management, overseeing BAU efforts, defining requirements, ensuring compliance, and managing stakeholder engagement effectively.

The Director will shape investment strategy, oversee execution, advise on portfolio management, and develop presentations for senior audiences, focusing on fixed income investment.

The OIPA Engineer will manage Oracle Insurance Policy Administration, create detailed design documents, assist in coding and standards adherence, and mentor junior developers while ensuring compliance with business needs.