Top Tech Jobs & Startup Jobs in Charlotte, NC

Provide corporate development and securities legal support, focusing on advisor practice acquisitions, advisor financing programs, bank/credit union transitions, M&A and corporate finance transactions, drafting and negotiating transaction documents, managing due diligence and outside counsel coordination, and supporting disclosure and corporate governance work.

Lead centralized risk and compliance oversight for Wealth Management Solutions, managing regulatory reporting, controls, governance routines, policy and supervisory processes. Coordinate audits, vendor and licensing oversight, risk assessments, remediation, and stakeholder liaison with Internal Audit, Legal, regulators, and business leaders. Build and lead a risk team, drive continuous improvement, and promote risk-aware culture.

The Digital Product Owner leads product vision and strategy for digital experiences, driving customer insights, collaboration with stakeholders, and measurable business outcomes while overseeing Agile teams and product discovery processes.

Supports and coordinates the global privacy program within Financial Crimes Compliance. Responsibilities include leading privacy risk assessments, implementing program objectives, maintaining training, updating policies and notices, reviewing marketing requests, supporting Privacy Impact Assessments and investigations, tracking mitigation plans, and advising stakeholders through analysis and reporting. The role requires strong cross-functional collaboration, policy development, project management, communication, and critical-thinking skills.

Conduct autonomous investment research and manager selection for equity funds and SMAs; prepare written reports, manage external partner relationships, support product development, and lead strategic projects and cross-organizational initiatives.

Partner with an external wholesaler to drive RiverSource Insurance sales via Ameriprise advisors. Conduct proactive outbound and inbound calls, virtual and group presentations, create sales illustrations using Encompass/BrentMark, maintain compliance coursework and state licenses, manage territory plans and record activity to meet regional sales goals.

Support and execute global annual compensation processes (merit, incentive, year-end). Perform data validation, reconciliations, audits, and reporting. Partner with Compensation, HR Systems, Payroll, Finance for program administration, UAT, SOX and audit support. Maintain SOPs, training materials, and identify process improvements to enhance controls and operational efficiency.

The Director leads the deferred compensation and LTIA programs, ensuring compliance, governance, and alignment with organizational goals while managing stakeholder relationships and vendor oversight.

Promote RiverSource insurance products to Ameriprise advisors via inbound and selective outbound calls. Answer product questions, run illustrations/proposals, match solutions to client needs, partner with wholesaling teams, pass required exams, and maintain licensure and CE requirements.

Lead and coordinate risk, compliance, and control routines for Wealth Management Solutions. Maintain regulatory reporting, governance materials, policy oversight, audit and regulatory responses, risk assessments, and remediation plans while partnering with Compliance, Legal, Internal Audit, and business leaders to identify, monitor, and mitigate operational and regulatory risk.