Top Tech Jobs & Startup Jobs in Charlotte, NC

As a Product Manager, oversee wealth management projects, ensure compliance, manage reports and audits, and resolve client issues.

The Sr Onboarding EAR Specialist will manage paperwork for Experienced Advisor Recruit onboarding, support local leaders, ensure quality control, and identify process improvements. This role includes coaching leaders, mentoring teams, and managing service delivery processes.

The UX Content Manager will enhance user experience through content strategies, collaborating with cross-functional teams, and ensuring best practices are implemented.

The Sales Supervision Manager oversees risk-based supervision of various financial products and provides guidance to advisors on trading policies, ensuring regulatory compliance and enhancing operational efficiency.

Lead operations activities for a clearing broker dealer settlement team, manage relationships, and drive process improvements to enhance advisor and client satisfaction.

The role involves drafting and negotiating trading agreements, advising on U.S. regulatory requirements, ensuring compliance, and providing strategic legal support.

The Product Manager will manage carrier relationships, provide insights for advisor improvements, support initiatives, and develop advisor education in the annuity platform.

In this role, you'll support client interactions, convert service calls to sales, and assist in the financial planning process, ultimately aiming for a Financial Advisor position.

The Sales Supervision Manager oversees direct sales supervision of investment advisory services, evaluates client advisory relationships, and communicates results to stakeholders. The role requires strong analytical skills, problem-solving capabilities, and proficiency in financial practices.

The role involves managing investment performance reporting, conducting research, defining business requirements, and supporting performance tools and process development within the AWM segment.