Top Tech Jobs & Startup Jobs in Charlotte, NC

The Senior Compliance Specialist will monitor nonpublic information and trading activity, conduct surveillance, investigate suspicious trading, and assist with regulatory inquiries and audits.

Manage OTC Derivative confirmations, mentor team members, improve processes, partner with project teams, and lead initiatives to resolve complex issues.

The Independent Testing Specialist at Wells Fargo will support risk management initiatives, ensuring effective testing and documentation of risk programs. Responsibilities include developing methodologies, collaborating with colleagues, and presenting recommendations while exercising independent judgment on complex situations.