Top Tech Jobs & Startup Jobs in Charlotte, NC

Lead design and execution of testing for regulatory processes and internal controls over broker-dealer activities. Identify control gaps, assess regulatory risk, present findings and recommendations, and support cross-functional implementation and communication of policies, procedures, and oversight practices to ensure compliance with regulatory standards.

The Senior Investment Accountant ensures application of accounting policies, prepares GAAP work papers, reconciles accounts, and analyzes investment performance.

Drive sales and advisor adoption of managed account solutions by educating financial advisors, developing regional plans, delivering presentations, managing pipeline in CRM, building advisor relationships, collaborating with sales enablement/product/marketing, and providing field feedback. Travel regionally as needed.

The Wealth Advisor collaborates with clients to develop tailored financial plans, analyzes financial landscapes, and aims to grow the client base through referrals and investment strategies.

The Wealth Client Relationship Manager manages relationships with high-net worth clients, supports financial goals, provides client service, and guides in financial planning and asset management.

Create high-quality, compliant goal-based financial plans for wealth management clients, support advisors via Advice and Planning Helpdesk (email/phone), review plans for quality, assist with planning tools, respond to advisor questions, and occasionally lead small projects.

The Internal Advisor Consultant builds partnerships with financial advisors to drive sales, manage pipelines, and educate clients about products, while achieving outbound call goals.

The Wealth Management Client Relationship Manager partners with Advisors to enhance client relationships, manage high-net worth clients, and implement financial plans with a focus on excellent customer service and relationship building.

The Individual Financial Consultant provides retirement education, advice on investment needs, and manages client interactions to ensure a good experience and meet sales goals.

The Wealth Management Client Relationship Manager partners with advisors to enhance client relationships, manage a book of clients, and support financial planning implementation.