Top Tech Jobs & Startup Jobs in Charlotte, NC

The Lending Specialist supports LPL's lending solutions, assists Advisors with inquiries, manages product policies, and drives adoption of the Secured Credit Account.

The AVP Advisory Consultant drives the adoption of LPL Advisory platforms, consults with financial advisors, and helps identify growth opportunities. Responsibilities include client interaction, presenting at conferences, and collaborating with various teams to enhance advisory practices.

The role involves ensuring compliance with laws, supporting risk assessments, managing compliance risks, and providing strategic guidance to business partners.

The Business Development Associate is responsible for driving lead flow to LPL's Advisor Recruiting team through prospecting and effective reporting, primarily via phone-based cold calls and digital means.

Lead strategic initiatives and data strategy for Business Solutions at LPL Financial, focusing on pricing strategy and process improvements.

The Premier Operations Specialist supports financial advisors by managing account inquiries, streamlining documentation, and enhancing client relationships while ensuring compliance with regulations.

The Regional Supervisory Principal oversees compliance for financial advisors, resolves complex issues, and maintains relationships with clients to ensure adherence to regulations.

Lead a team managing compliance processes for marketing materials, conduct performance reviews, provide coaching, and interact with various stakeholders to ensure supervision functions are met.

The Senior Analyst will conduct operational due diligence on alternative investment sponsors and products, assess operational risks, and collaborate with internal stakeholders to maintain a robust alternative investments platform.