Top Tech Jobs & Startup Jobs in Charlotte, NC

Own day-to-day readiness, testing, and audit facilitation for SOX, SOC 1/2, CCPA/CPRA, and NYDFS compliance. Coordinate auditors and control owners, perform first-line ITGC testing, maintain control narratives and RCMs, drive remediation, and implement automation and continuous controls monitoring using GRC platforms and scripting/data tools.

Serve as client-facing marketing strategist and relationship manager for financial advisors. Build and execute integrated digital and traditional marketing plans (web, email, social, print, events), measure ROI/KPIs, coordinate with compliance, and manage projects and advisor communications.

Lead advisor transitions to LPL by consulting on business structure, creating transition strategies, delivering in-depth training on LPL technology, supporting repapering and account setup, tracking openings/funding, troubleshooting issues, and coordinating cross-functional teams to ensure a seamless move from prior broker-dealers.

Lead enterprise M&A data architecture and integration: perform technology due diligence, define target-state and integration roadmaps, drive cloud modernization, application/platform rationalization, data harmonization, governance, and large-scale program delivery to realize value from mergers and acquisitions.

Lead development and execution of LPL's outsourced wealth solution strategy for banks and credit unions. Drive policy, process, product, and onboarding improvements; establish and report program KPIs; partner with cross-functional teams to scale wealth programs; analyze industry trends and maintain business intelligence frameworks to inform strategy and client experience enhancements.

Technical lead for cloud-enabled advisor workstation development. Design, develop, and modernize AWS-based, cloud-native web applications and services using Angular, .NET, and SQL Server. Mentor developers, perform code reviews, troubleshoot production issues, collaborate with architects and stakeholders, produce SDLC documentation, and ensure solutions meet enterprise governance, scalability, performance, and reliability goals.

Lead and develop a phone-based team of licensed financial advisors serving banks and credit unions. Drive sales performance, coach advisors, manage workforce and SLAs, monitor metrics, run quarterly business reviews, partner with institutional leaders, and improve advisor productivity and client acquisition.

The VP, Product Manager at LPL Financial leads product strategy, manages cross-functional teams, and ensures alignment with business objectives within the financial services domain.

Support advisors by designing, analyzing, and presenting comprehensive financial plans. Build advisor relationships, follow paraplanning standards, collaborate across teams, identify referral opportunities, and maintain knowledge of wealth planning offerings to drive client satisfaction and retention.

Lead and support enterprise business continuity program activities including business impact analyses, risk assessments, plan development and testing, supplier resiliency, crisis response, reporting, and resiliency metrics. Work with business partners to implement controls, execute testing, and support incident response and communications.