Top Tech Jobs & Startup Jobs in Charlotte, NC

The Analyst WMS Manager Research conducts investment research, analysis, manages partner relationships, and contributes to strategic projects in finance.

The Sales Supervision Manager conducts risk-based supervision for various financial products, trains advisors, and ensures compliance with regulations.

Lead a settlement operations team, ensure regulatory compliance, resolve complex advisor issues, manage P&L, and drive process improvements.

The Sales Supervision Manager oversees direct supervision of investment advisory services, ensuring suitability, compliance, and risk mitigation through analysis and communication with advisors and field leaders.

This role involves drafting, reviewing trading agreements, providing regulatory advice on U.S. financial laws, and ensuring compliance in trading activities.

Responsible for Oracle Insurance Policy Administration, working with teams to align solutions with business needs, managing the software lifecycle, designing applications, and providing technical guidance.

The Product Manager will manage annuity platform growth, carrier relationships, improve client experiences, support recruiting, and develop training.

The Client Support Associate engages with clients, converting calls to sales and assisting advisors with financial planning and account setup while maintaining compliance requirements.

As a Financial Advisor Trainee, you will prepare for financial licenses, engage with clients, document interactions, and participate in ongoing training for professional development.

The Product Manager leads wealth management initiatives, manages audits, and acts as a subject matter expert on investment products while ensuring compliance.