Top Finance Jobs in Charlotte, NC

Leads wholesale credit policy development, governance, and maintenance across business lines. Reviews complex credit strategies and policies for regulatory, risk appetite, and governance alignment; serves as a subject matter expert; facilitates cross-functional policy discussions; writes clear policy content; advises stakeholders; and collaborates with Audit, Legal, Compliance, and business partners to strengthen enterprise credit risk management.

Performs credit underwriting and financial analysis of institutional limited partners serving as collateral for fund finance facilities. Develops credit opinions, prepares presentations and credit materials, monitors portfolio performance and ratings, conducts research on investor trends and economic events, and supports collateral surveillance, reporting, data analytics, legal diligence, exams, and business-wide projects. Collaborates with senior bankers, credit partners, risk management, and other internal teams.

Conduct operational due diligence and risk analysis on third-party investment firms, support sourcing strategies for recommended lists, evaluate managers, and draft ratings updates, field communications, and white papers. The role also requires presenting findings to senior leaders, maintaining coverage of assigned firms, and following established research and risk processes.

Reviews supervision alerts, Financial Advisor books of business, client accounts, and complex investment products to identify risks and ensure regulatory compliance. Investigates concerns, evaluates controls, monitors action plans, analyzes trends, documents findings, recommends improvements, and collaborates with supervision, risk, governance, and business partners. The role requires FINRA supervisory licensing, regulatory judgment, strong analytical skills, and proficiency with Excel and Microsoft Office.

Analyzes and manages interest rate risk across net interest income and economic value of equity. Builds risk analytics, scenarios, dashboards, and executive reporting; evaluates balance sheet, investment, funding, hedging, and model impacts. Partners with risk, finance, model, data, audit, and business teams to investigate exposures, improve controls, support governance, and communicate actionable insights to senior leadership.

Manages complex commercial banking credit portfolios across middle-market C&I, commercial real estate, and investor real estate relationships. Performs financial research, underwriting, loan structuring, portfolio monitoring, risk analysis, and client relationship management. Reviews financial statements and tax returns, supports portfolio growth, resolves credit issues, leads projects, collaborates with stakeholders, and mentors junior team members while ensuring compliance and sound risk decisions.

Leads commercial credit risk rating methodology development, data analysis, policy recommendations, governance, technology implementation, issue resolution, and regulatory response. Provides subject matter expertise and effective challenge, supports risk rating tools, leads cross-functional initiatives, and presents findings to senior management and regulators.

Monitors investment portfolio risk for financial advisors, evaluates strategies and benchmarks, identifies and mitigates control issues, produces risk reports, and supports governance. The role provides analytics guidance, trains advisors on risk tools and controls, manages data sources and integrity, partners cross-functionally on policies and processes, and may lead projects, vendor initiatives, and working groups.

Supports remote compliance supervision for wealth management branches, financial advisors, and branch managers. Conducts compliance, supervisory, control, regulatory, and operational reviews; designs risk processes; identifies and resolves issues; analyzes sales activity using reports and technology; supports projects; and collaborates with advisors, managers, and supervisory principals. Requires FINRA licensing and adherence to regulatory, background-screening, and ongoing compliance obligations.

Supports origination, structuring, and execution of fund finance transactions, particularly collateralized fund obligations and rated feeders. Responsibilities include financial modeling, portfolio and credit analysis, due diligence, investor and rating agency coordination, legal documentation, client materials, underwriting, borrowing base calculations, compliance, and closing execution. The role requires strong Excel skills, structured finance knowledge, client interaction, and FINRA licensing.