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Fintech • Financial Services
Conduct investigative research on associate misconduct and policy violations, document findings, escalate risks, and provide oversight on compliance programs.
Fintech • Financial Services
The Supervisory Control Specialist monitors, supervises, and ensures compliance in annuities and insurance transactions across branches, while supporting training and resolving issues with financial advisors.
Top Skills:
MS Office
Reposted Yesterday
Fintech • Financial Services
The role involves managing FX Compensation cases, assessing risks, ensuring quick client issue resolution, performing root cause analyses, and collaborating with multiple internal teams.
Top Skills:
AccountingEconomicsFinanceForeign Exchange (Fx) OperationsManagement
Fintech • Financial Services
Lead the Treasury Management Consulting team, driving client retention and sales growth while managing financial resources and process improvements.
Top Skills:
AICommercial CardErp IntegrationsFintechMastercardTreasury ManagementVisa
Yesterday
Fintech • Financial Services
The Senior Securities Operations Specialist leads Workforce Management processes across client-facing teams, implements automation, monitors compliance, and enhances resource planning frameworks.
Top Skills:
Alvaria WfmVerint Wfm
Fintech • Financial Services
Lead a national team of treasury sales professionals targeting Healthcare, Higher Education, and Non-Profit sectors to develop strategies, enhance client relationships, and meet financial goals.
Top Skills:
ExcelMicrosoft PowerpointMicrosoft Word
Fintech • Financial Services
The Senior Compliance Specialist will monitor nonpublic information and trading activity, conduct surveillance, investigate suspicious trading, and assist with regulatory inquiries and audits.
Top Skills:
Data Analysis ToolsSurveillance ToolsTrade Surveillance Platform
Fintech • Financial Services
Manage OTC Derivative confirmations, mentor team members, improve processes, partner with project teams, and lead initiatives to resolve complex issues.
Top Skills:
CalypsoEndurImagineOpics
Fintech • Financial Services
The Independent Testing Specialist at Wells Fargo will support risk management initiatives, ensuring effective testing and documentation of risk programs. Responsibilities include developing methodologies, collaborating with colleagues, and presenting recommendations while exercising independent judgment on complex situations.
Fintech • Financial Services
The Independent Testing Specialist will develop methodologies for review activities, ensure effective testing and documentation of risk programs, collaborate with teams, and present resolutions for complex issues.
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