Top Tech Jobs & Startup Jobs in Charlotte, NC

Conducts risk-based surveillance of institutional, employee, and client trading to identify insider trading, material nonpublic information misuse, Information Barrier concerns, and Restricted List violations. Investigates alerts, documents dispositions, escalates significant activity, enhances surveillance scenarios, partners on data and system issues, monitors compliance controls, and maintains governance documentation. The role also supports remediation, self-assurance reviews, risk indicators, and regulatory compliance activities.

Leads business execution, application support, and strategic technology initiatives across Corporate and Investment Banking. Translates business and technology needs into requirements, implementation plans, testing, migrations, and operational improvements. Coordinates Product, Technology, Data, Risk, and business stakeholders; manages dependencies, issues, documentation, controls, and post-implementation support. The role also identifies automation opportunities and supports CRM and enterprise application effectiveness across multiple business groups.

Supports technology control management across IT asset and configuration management, software development and application lifecycles, and Shadow IT. Assesses technology risks, evaluates control effectiveness, develops metrics and reporting, supports RCSA and remediation activities, reviews policies and procedures, and partners with technology, cybersecurity, risk, audit, and leadership teams on governance and continuous improvement.

Supports remote compliance supervision for wealth management branches, financial advisors, and branch managers. Conducts compliance, supervisory, control, regulatory, and operational reviews; designs risk processes; identifies and resolves issues; analyzes sales activity using reports and technology; supports projects; and collaborates with advisors, managers, and supervisory principals. Requires FINRA licensing and adherence to regulatory, background-screening, and ongoing compliance obligations.

Leads enterprise architecture strategy for Corporate and Investment Banking post-trade technology. Defines target-state architectures across applications, data, integrations, cloud, AI, and engineering platforms; advises senior leaders; drives modernization, automation, application rationalization, and regulatory compliance. Designs AI-enabled solutions for advisor workflows, investment research, client servicing, and compliance while establishing reusable architecture and integration standards across complex financial services portfolios.

Leads ServiceNow software engineering across design, development, configuration, testing, deployment, and maintenance. Develops platform workflows, integrations, and JavaScript solutions; establishes coding standards; ensures secure, scalable, compliant delivery; manages technical backlog activities; collaborates with architects, analysts, stakeholders, and agile teams; participates in code reviews, continuous integration, and retrospectives; and mentors less-experienced engineers.

Principal Engineer advising leadership and shaping enterprise technology solutions across application, database, security, operating system, network, and web technologies. Leads complex technical challenges, translates strategic business objectives into scalable engineering solutions, drives innovation, and influences decisions across distributed Agile teams. Requires extensive Java/Spring Boot or .NET, React or Angular, NoSQL database, and AI-assisted development experience.

Lead software engineering initiatives for Enterprise Counterparty Risk Technology. Design, develop, test, debug, document, deploy, and support scalable technology solutions for counterparty credit risk. Collaborate with risk and capital markets stakeholders, evaluate technical challenges, resolve issues, guide junior staff, and support strategic planning. The role requires Java or Python, distributed data processing, SQL, data lakehouse technologies, and familiarity with Airflow, Kubernetes, CI/CD, Agile delivery, and investment banking processes.

Provides consultative support, navigation assistance, training, and issue escalation for financial advisor and client platforms. Handles inbound inquiries, identifies process improvements, collaborates with internal stakeholders, and offers subject matter guidance to less experienced staff. Requires administrative or business support experience, strong communication and organizational skills, familiarity with business applications, and financial services knowledge. The role is subject to FINRA screening, in-office requirements, and does not offer visa sponsorship.

Manage inbound and outbound mortgage sales calls, assess customer needs, recommend loan products, explain mortgage programs, support applications and rate locking, collaborate through origination, and maintain proactive customer communication. The role requires SAFE registration, regulatory compliance, customer service, sales performance, and flexible weekday, weekend, and holiday scheduling.