Top Tech Jobs & Startup Jobs in Charlotte, NC

Provide advanced estate, tax and wealth transfer planning to high-net-worth clients; support Wealth Management Advisors with analyses, presentations, seminars, written content, and internal training; advise on trusts, tax implications and TIAA products to drive asset retention and account growth.

The Wealth Client Relationship Manager manages relationships with high-net worth clients, supports financial goals, provides client service, and guides in financial planning and asset management.

Manages regulatory compliance programs, controls, and supervisory processes across broker-dealer activities. Designs control testing, identifies policy and process gaps, reports compliance findings to management, and leads cross-functional implementation of regulatory programs. Supports Advisor Compensation and Scorecard design, execution, reporting, and controls across Distribution, HR, and Technology. Communicates policy changes and promotes risk mitigation and continuous improvement.

Partners with Wealth Management Advisors to support high-net-worth clients, manage assigned client relationships, implement financial planning recommendations, coordinate asset consolidation, provide client service, and help grow advisory practices through referrals. Requires financial services experience and completion of required FINRA registrations and life and health insurance licensing.

Leads the company’s tax reporting, planning, compliance, and strategy functions. Oversees tax returns, tax accounting, general ledger analysis, tax journals, depreciation schedules, and regulatory compliance across federal, state, local, and international jurisdictions. Manages tax research and communications with agencies, advises stakeholders on tax matters, and develops experienced and junior team members through performance management and coaching.

Create high-quality, compliant goal-based financial plans for wealth management clients, support advisors via Advice and Planning Helpdesk (email/phone), review plans for quality, assist with planning tools, respond to advisor questions, and occasionally lead small projects.

Handle inbound customer inquiries about rollovers and transfers into TIAA, resolve routine account and billing issues using scripts and guidance, document feedback, refer complex issues to senior staff, and coordinate with clients and alternate carriers to ensure seamless rollover experiences.

The Wealth Management Client Relationship Manager partners with advisors to support high-net worth clients, managing their financial goals and implementing investment solutions.

Develop and execute multi-channel communications and digital marketing campaigns for plan transitions; administer social media; deploy messages via marketing automation; track and analyze engagement metrics; ensure regulatory and policy compliance; create and manage templates; collaborate with Legal, Compliance, Marketing, Client Services, and institutional partners.

Lead a team to prepare and review quarterly and annual audited financial statements ensuring GAAP/IFRS compliance and timely delivery; coordinate audits and stakeholders; provide technical accounting guidance on complex transactions (M&A, restructurings); monitor emerging standards; partner with FP&A and Investor Relations; oversee Oracle FCCS change management; and develop a high-performing finance team.