Top Tech Jobs & Startup Jobs in Charlotte, NC

Leads a 10–12-person Client Compensation team supporting financial advisors through service inquiries and compensation file processing. Oversees coaching, training, performance metrics, operational accuracy, process improvements, advisor commission workflows, audit controls, and cross-functional projects. Partners with business, compliance, finance, accounting, product, and risk teams to resolve escalations, improve workflows, mitigate risk, and enhance the advisor experience.

Serves as the lead legal advisor on cybersecurity for financial services operations. Advises on cyber incidents, materiality assessments, regulatory notifications, breach and privacy laws, crisis management, cyber governance, third-party security, and regulatory examinations. Drafts cybersecurity policies and incident response playbooks, supports tabletop exercises and remediation, evaluates security controls, and partners with information security, technology, compliance, risk, and executive teams.

Design, build, and operate cloud-native data ingestion and transformation pipelines using AWS. Develop data validation and quality frameworks, optimize large-scale processing, implement Terraform-based infrastructure, CI/CD, monitoring, and observability, and support production incident response. Use AI coding assistants and generative AI services to automate engineering and operational workflows. Collaborate with product, architecture, vendor, and business teams while contributing to Agile delivery, governance, documentation, reliability, and disaster recovery initiatives.

Manage enterprise projects and implementation of LPL’s Tax Overlay Program while supporting portfolio trading and optimization. Responsibilities include advisor education, transition analysis, stakeholder coordination, process improvement, executive reporting, trade execution, and testing technology enhancements. The role requires strong knowledge of investment management, financial markets, unified managed accounts, portfolio accounting, risk models, and optimization, along with advanced Excel and PowerPoint skills.

Leads enterprise-wide initiatives for LPL’s managed account and centrally managed investment platforms. Responsibilities include roadmap and backlog management, stakeholder alignment, vendor coordination, risk management, organizational change, process improvement, executive presentations, and delivery of multiple concurrent projects. The role requires investment management operations knowledge, financial markets expertise, Series 7 and 65/66 licenses, strong leadership, and the ability to influence cross-functional teams.

Leads regional supervision and compliance operations, supports senior leadership, manages escalations, monitors staffing and service metrics, and drives strategic process improvements. Interprets FINRA, SEC, and state regulations; develops policies, procedures, and controls; identifies regulatory and operational risks; recommends corrective actions; and coordinates with internal stakeholders. The role also independently manages projects, communicates with senior management, and supports supervisory teams across designated regions.

Supervise brokerage and advisory activities by reviewing securities transactions, suitability alerts, account documentation, correspondence, and complex products for compliance. Identify and escalate sales-practice concerns, oversee advisory and RIA models, review fee credits and reversals, and provide regulatory guidance to business partners. The role requires strong knowledge of financial products and FINRA, SEC, MSRB, and state regulations, along with supervisory decision-making and collaboration skills.

Designs and implements automated testing frameworks and quality engineering strategies for enterprise applications. Develops test plans, validates functional and non-functional requirements, tests integrations across AWS and hybrid architectures, and integrates automation into CI/CD pipelines. Collaborates with engineering and business teams on quality standards, defect resolution, architecture and code reviews. Tracks quality metrics, improves testing practices, and mentors junior quality engineers.

Lead the enterprise privacy and data protection program, including governance frameworks, risk assessments, regulatory compliance, AI governance, incident oversight, monitoring, testing, training, and executive reporting. Partner with Compliance, Risk, Technology, Cybersecurity, Legal, Audit, and business leaders to embed privacy-by-design, responsible data practices, and effective controls. Manage regulatory examinations, remediation efforts, privacy incidents, and a team of privacy and governance professionals.

Lead and grow engineering teams building investor-facing web and mobile platforms. Oversee full-stack development, microservices, cloud (AWS), REST APIs, Kafka integrations, and AI-enabled engineering transformation. Recruit, coach, manage delivery, partner with product/design/architecture, and drive engineering best practices, risk management, and continuous improvement.