Top Tech Jobs & Startup Jobs in Charlotte, NC

Lead design and implementation of compliance programs for advisory and wealth services; advise business leaders on regulated activities; monitor and remediate compliance risks; support regulatory exams and stakeholder engagement; deliver training and embed compliance culture.

The Senior Wealth Advisor develops tailored financial strategies for Ultra High Net Worth clients, manages a book of business, and offers investment advice, estate planning, and portfolio management solutions.

Responsible for full-stack engineering, focusing on responsive UI development, API design, and integration for investment applications while ensuring performance and usability across investment workflows.

Structured full-time development program to train entry-level financial advisors through client-facing experience, mentorship, CFP apprenticeship pathway, and licensing (SIE, Series 7, 63). After 18–24 months, participants progress to a Mass Affluent Financial Advisor role providing tailored advice and portfolio guidance.

Manage and grow a book of small- to mid-size prospects, develop strategic business plans, lead RFPs, achieve sales and retention goals, coach internal teams, coordinate stakeholders and subject matter experts, and travel up to 50% to support client relationships.

Design and lead end-to-end user experiences across web and mobile for retirement and financial wellbeing products. Partner with product, tech, research, and analytics to translate user insights into scalable UX solutions, prototypes, and documentation. Advocate user-centered design, run workshops, mentor junior designers, and align UX efforts with business goals and metrics.

Lead original quantitative and qualitative research on wealth management, financial planning, taxation, and portfolio construction. Produce thought leadership, inform investment strategy, mentor analysts, consult with senior leaders, and communicate research to clients, advisors, and media.

Lead enterprise secrets management strategy and architecture across the SDLC. Implement and roll out secrets scanning (e.g., GHAS, Wiz), integrate controls into CI/CD and developer platforms, define policies and risk-based remediation prioritization, align with IAM for credential lifecycle, automate detection-to-remediation workflows, drive tooling roadmap, and establish KPIs and dashboards. Provide technical leadership and mentor junior engineers.

Design and implement agentic systems using LLMs and agent frameworks, build multi-agent workflows and RAG pipelines, optimize scalable agent architectures, collaborate on experiments and feature integration, and ensure quality through reviews, testing, and documentation.

Advise Vanguard Personalized Indexing business on regulatory compliance across product lifecycle. Design and maintain compliance policies, interpret regulations, conduct risk assessments and inspections, and collaborate with legal, risk, and cross-functional teams to implement remediation and ensure readiness for future phases.