Top Tech Jobs & Startup Jobs in Charlotte, NC

Perform FINRA/SEC supervisory principal duties including review and approval of new accounts and solicited trades, ensuring suitability and AML/CIP/KYC compliance. Produce centralized controls, exception and dashboard reports, support regulatory exams, maintain supervisory procedures, and partner with operations and field supervision to improve workflows and controls.

Leads a large, complex internal audit team and develops audit strategies, plans engagements, reviews audit documentation, signs off on activities, and advises senior leadership on risks and emerging issues. Manages staffing, performance, succession, resources, remediation plans, regulatory alignment, and cross-functional initiatives while promoting operational efficiency and strong risk management.

Supports finance-related projects and business objectives while gaining exposure to strategy, analytics, governance, reporting, forecasting, risk management, and financial decision-making. The intern develops analytical, problem-solving, communication, and leadership skills through meaningful team initiatives, professional training, networking, and mentoring. This is a 10-week, in-person internship in Charlotte, with office attendance expected four days per week.

Executes independent, risk-based compliance testing and issue validations across bank business units. Researches banking and consumer protection regulations, develops test procedures, analyzes controls, identifies risks and errors, documents results, and supports findings and remediation validation. The role provides regulatory guidance, manages engagements end to end, communicates results to stakeholders and senior management, and contributes to compliance program improvement, knowledge sharing, and team development.

The Compliance Quality Assurance Manager oversees compliance testing, ensuring adherence to policies and improving operational performance. This role involves strategic guidance, conducting independent reviews, and leading projects while fostering a culture of compliance.

Supports risk-management business projects that advance organizational goals and objectives. The internship provides exposure to compliance, financial risk, financial crime risk, market and liquidity risk, non-financial risk, regulatory relationships, treasury risk, and loan review. Interns participate in professional development, networking, mentoring, community service, and learning activities during a 10-week in-person program.

Supports Internal Audit teams with planning, testing, reporting, issue follow-up, and evaluation of risks, controls, and governance processes. Interns analyze business data, use analytics, visualization, automation, and AI-enabled tools, and gain exposure to continuous testing and monitoring. The role includes collaboration with audit professionals and business partners, professional development, networking, and learning how technology-enabled audit practices strengthen the bank’s risk and control environment.

Leads complex commercial credit workouts, restructurings, collections, collateral reviews, liquidation plans, and repayment negotiations for adversely graded loans. Protects bank assets, develops recovery strategies, approves non-pass credit requests, advises credit and lending teams, manages escalated issues, and oversees staff. Reviews financial analyses, budgets, business plans, and specialized financing arrangements while coordinating with borrowers, attorneys, accountants, consultants, and internal stakeholders.

Leads complex internal audit teams, develops audit strategies, oversees engagement planning and reviews, evaluates risks and controls, advises senior leadership, and manages remediation initiatives. Responsibilities include people leadership, resource planning, regulatory alignment, stakeholder communication, portfolio prioritization, issue escalation, and continuous process improvement across multiple audit areas.

Oversee and independently perform end-to-end audits, including planning, control testing, documentation, issue management, findings, and reporting. Lead moderately complex audits, provide objective opinions on internal controls, communicate with stakeholders, follow up on findings, and offer subject-matter expertise. The role also supports audit initiatives, regulatory compliance, process improvements, reporting, risk identification, and team knowledge transfer.