Top Tech Jobs & Startup Jobs in Charlotte, NC

Conducts compliance audits, tests internal controls, documents walkthroughs and findings, coordinates with stakeholders, follows up on audit issues, and supports audit initiatives. The role also prepares reporting and presentations, identifies control weaknesses, ensures adherence to policies and regulatory guidelines, manages assigned workloads, and contributes to process improvements and knowledge sharing.

Manages large and complex commercial banking portfolios, acquiring and retaining customers while growing loans, deposits, and fee revenue. Develops customized financing, cash management, and banking solutions; evaluates credit risk; structures and negotiates lending terms; and supports credit decisions. Builds referral networks, leads relationship management, provides trusted financial advice, monitors regulatory and operational risk, and develops business strategies. Mentors colleagues and collaborates with internal and external stakeholders.

The Compliance Quality Assurance Manager oversees compliance testing, ensuring adherence to policies and improving operational performance. This role involves strategic guidance, conducting independent reviews, and leading projects while fostering a culture of compliance.

Provides enterprise cybersecurity expertise through security incident response, threat and malware analysis, root-cause investigations, remediation planning, control assessments, gap analysis, and regulatory reporting. The role analyzes phishing, social engineering, emerging threats, and enterprise security metrics while advising on cybersecurity projects and collaborating with technical and nontechnical teams.

Leads teams conducting independent, risk-based compliance testing and issue validations. Oversees testing plans, regulatory assessments, remediation tracking, stakeholder communications, and emerging-risk reporting. Provides strategic direction, subject-matter expertise, and regulatory guidance while managing talent, performance, priorities, and program improvements. Partners with business and compliance leaders to strengthen controls, address findings, and maintain alignment with regulatory expectations.

Provides senior legal counsel on complex AML and financial crime regulatory matters at a major banking institution. Advises executives, business lines, Legal, Compliance, and Risk teams; analyzes regulatory issues; supports compliance and enterprise decisions; coordinates outside counsel; manages litigation and transactions; and leads attorneys and paralegals. Requires extensive banking regulatory experience, strong legal judgment, and leadership capability.

Manages independent, risk-based compliance testing engagements from planning through reporting and follow-up. Provides subject matter expertise on compliance risks, controls, regulations, and testing methodologies; leads specialists and concurrent reviews; validates corrective actions; identifies and escalates risks; and collaborates with stakeholders. The role also supports strategic initiatives, process improvements, regulatory analysis, mentoring, and adherence to enterprise compliance frameworks.

Defines and implements information security and technology control programs, assesses risks and gaps, and develops mitigation solutions. Leads complex technology resilience projects, provides expert guidance on security and risk issues, and delivers enterprise-level reporting and assessments. The role focuses on cyber resilience, ransomware recovery, regulated workloads, business continuity, regulatory examinations, audit remediation, and integrating resilience controls into Agile, DevOps, architecture, change, and software delivery processes.

Perform audit work end-to-end against established plans and standards, testing controls (walkthroughs, test scripts), identifying issues, coordinating with stakeholders, following up on findings, and preparing/presenting audit findings and reports. Support control reviews, contribute to projects, and help improve operational efficiencies while maintaining confidentiality.

Performs regulatory supervisory reviews for TD Wealth, including new account approvals, trade and annuity transaction reviews, managed-account documentation, AML/CIP/KYC compliance, account reviews, centralized controls, and regulatory reporting. Maintains supervisory procedures, prepares exception dashboards and reports, supports regulatory exams, and partners with Operations to improve workflows and controls.