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Top Tech Jobs & Startup Jobs in Charlotte, NC
Fintech • Insurance • Financial Services
The Compliance Business Oversight Manager oversees compliance programs, conducts monitoring/testing, provides guidance on compliance issues, and supports regulatory reviews. The role requires experience in compliance and risk management within a financial context.
Top Skills:
MS Office
YesterdaySaved
Fintech • Insurance • Financial Services
The role coordinates compliance efforts in financial crime risk management, managing audits, examinations, and developing AML programs. It requires extensive experience and knowledge, focusing on regulatory challenges and developing solutions across multiple functions.
Top Skills:
AbacAmlAnalytical ToolsAtfCompliance ProgramsFinancial Crime Risk ManagementGovernance ReportingSanctions
Fintech • Insurance • Financial Services
Oversee the Recovery and Resolution Planning function, managing outputs, liaising with stakeholders, and coordinating regulatory submissions while ensuring compliance and process enhancement.
Top Skills:
Analytical ToolsFinancial RegulationsReporting Frameworks
Fintech • Insurance • Financial Services
The Compliance Testing Manager oversees independent compliance testing, providing expertise in compliance controls. They lead testing phases and collaborate across teams to manage projects and improve operational efficiencies.
Top Skills:
MS OfficeTableau
Fintech • Insurance • Financial Services
The Audit Manager II oversees audits focusing on compliance with regulations, leads audit engagements, and supports risk management strategies.
Top Skills:
Microsoft Office SuiteRisk Management And Audit Tools
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Fintech • Insurance • Financial Services
Conducts moderate complexity investigations for financial crimes, recommends account actions, and manages security compliance efforts. Responsible for analyzing evidence and documenting findings.
Top Skills:
Case Management ToolsInvestigative PlatformsSecurities ProductsSurveillance SystemsTrading Activity Analysis
4 Days AgoSaved
Fintech • Insurance • Financial Services
The Senior Manager II oversees the Recovery and Resolution Planning team, managing complex frameworks, policies, and strategies while providing leadership and mentorship within the finance domain.
Fintech • Insurance • Financial Services
Manage financial controls, provide strategic finance advice, conduct audits, and ensure compliance with financial standards. Collaborate with stakeholders for effective governance over financial reporting.
Top Skills:
Advanced ModelingAnalyticsCosoData Visualization ToolsFinancial ReportingSox 404
Fintech • Insurance • Financial Services
The Audit Manager II leads specialized audit practices, oversees complex audits, collaborates with stakeholders, and ensures compliance with audit standards and regulatory requirements.
Fintech • Insurance • Financial Services
Manage third-party risk oversight, implement risk frameworks, provide expert advice, and ensure compliance with regulations and internal standards.
Top Skills:
Advanced Analytical Software ToolsData AnalysisMS OfficeRisk Management
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