Top Finance Jobs in Charlotte, NC

Acquire and deepen relationships with affluent consumer and small business customers; advise on banking, credit, mortgage, retirement, and investment options; analyze customer financial information to create customized plans; partner with specialists for complex needs; ensure compliance with regulations and risk controls; mentor peers; complete required licensing and SAFE/LO registration.

Provide end-to-end operational support for institutional trading and investment activities: trade lifecycle, onboarding, cash and custody operations, reconciliations, ISDA and settlement issue resolution. Lead process improvements, risk and control activities, mentor analysts, and support large-scale initiatives while ensuring compliance with policies and regulatory background screening requirements.

Support end-to-end institutional trade and investment operations including trade confirmation, settlement, cash management, reconciliations, onboarding, issue resolution, and process improvements. Research and resolve operational issues, support risk/control activities, and participate in a DOL-registered apprenticeship with on-the-job training and mentorship toward full proficiency.

Review, interpret, and validate complex commercial loan and credit agreements; prepare and upload closing documentation; ensure compliance with policies and regulatory requirements; negotiate and mitigate documentation risk; partner with underwriting and stakeholders; provide training and support within a DOL-registered apprenticeship program.

Provide servicing for low-to-moderately complex commercial loans, resolve customer issues, ensure regulatory compliance, upload and validate loan data, liaise with Sales/Legal/Control/Technology teams, review and negotiate basic servicing transactions, and participate in a DOL-registered apprenticeship including on-the-job training, coursework, and mentorship.