Top Finance Jobs in Charlotte, NC

Leads regulatory risk, governance, remediation, and compliance activities for commercial underwriting and portfolio management. Advises senior leaders on commercial credit regulations, risk ratings, lending evaluations, regulatory reporting, documentation, examinations, and escalated findings. Partners with Commercial Risk, Credit Review, Audit, Regulatory Relations, and Fraud teams to maintain compliant processes, address regulatory changes, and manage complex initiatives.

Supports Commercial Bank business continuity, operational resiliency, crisis management, and third-party risk activities. Responsibilities include managing continuity controls, challenging business quality reviews, administering continuity plans, reporting crisis impacts and key risk indicators, coordinating policy changes, supporting projects and senior leadership reporting, and assisting with audits and examinations.

Leads independent commercial credit reviews, transactional testing, targeted risk assessments, portfolio analysis, and credit policy evaluation. Identifies emerging risks and process gaps, communicates findings to executives and regulators, supports monitoring and business assessment reports, and partners with stakeholders across Capital One and Brex. Requires extensive transactional credit experience, strong financial analysis, leadership, communication, and risk management skills.

Leads a team of risk control advisors supporting Commercial Banking. Oversees first-line control testing, evaluates control design and effectiveness, advises business leaders on risk mitigation, and drives control modernization through automation, analytics, and AI. Responsibilities include identifying deficiencies, developing remediation plans, reporting risk insights to senior leadership, maintaining governance standards, and coaching team members.

Lead policy development and governance for Commercial Bank risk; support regulatory change analysis, cross-border and country risk assessments, strategic reporting, operational excellence, continuity coverage, and stakeholder collaboration across Risk, Compliance, and Legal.