Jobs at TD Bank

Lead financial crimes and fraud operations issue management, overseeing remediation, corrective action plans, compliance obligations, and operational performance. Manage supervisors and staff, establish goals, resolve cross-functional issues, improve policies and procedures, support bank conversions, and maintain regulatory and audit readiness. The role requires strong banking compliance knowledge, leadership, root-cause analysis, stakeholder influence, reporting, and strategic planning skills.

Designs and develops complex data engineering solutions, including data models, ETL frameworks, data ingestion, profiling, quality, governance, metadata, lineage, and lifecycle management. The role analyzes and optimizes data platforms, supports testing and deployment, resolves complex database issues, leads architecture and engineering initiatives, ensures regulatory and security compliance, and mentors team members across technology teams.

Supports enterprise data assurance and business information management across banking functions. Analyzes data requirements, designs data models and governance frameworks, performs profiling and quality assessments, manages lineage and metadata, resolves root causes of data issues, and develops data integration and transformation solutions. Acts as a subject matter expert, advises stakeholders on data risks and controls, supports reporting and data platforms, and mentors colleagues while contributing to data strategy and regulatory compliance.

Plans, oversees, and occasionally executes independent compliance testing engagements. Leads testing from planning through reporting and issue follow-up, provides compliance methodology expertise, analyzes regulatory requirements and risks, guides stakeholders and team members, and escalates significant issues. The role also supports compliance program improvements, cross-functional initiatives, process efficiency, regulatory alignment, and team development.

The role involves conducting audits, executing testing of controls, coordinating stakeholder communication, and reviewing internal controls, while managing workload to meet deadlines.

Leads compliance testing teams and ensures timely execution of testing plans, issue validation, regulatory alignment, and remediation activities. Provides strategic direction, analytical research, risk assessment, reporting, and guidance to senior management and business partners. Manages staff performance, development, hiring, and team priorities while improving compliance testing processes and responding to emerging regulatory requirements.

Conducts compliance and internal audits according to established plans and standards. Performs control testing, walkthroughs, issue identification, and follow-up of audit findings. Coordinates with stakeholders, reviews internal controls, prepares reports and presentations, escalates issues, and recommends process improvements. Manages assigned workloads, maintains regulatory and audit knowledge, and contributes to audit initiatives and team objectives.

Supports second-line operational risk governance, executive reporting, committee administration, regulatory and audit responses, risk analysis, and remediation initiatives. The role coordinates stakeholders, prepares synthesized risk insights, monitors key risk indicators, improves governance processes, and provides expert guidance on operational and non-financial risk across the bank.

Leads enterprise information security and technology control strategies, governance activities, risk assessments, and security initiatives. Provides expert technical leadership, consulting, and guidance to teams and executives on complex, high-risk projects. Identifies security gaps and emerging threats, recommends improvements, and oversees controls across the organization. Requires extensive security experience, with banking, program management, architecture, engineering, and cybersecurity framework knowledge preferred.

Executes financial crime audits, including control walkthroughs, test script development and execution, issue identification, findings follow-up, and stakeholder communication. Reviews internal controls, assesses control weaknesses, prepares audit reporting, and supports regulatory and divisional audit follow-up. The role requires independent workload management, analytical problem-solving, collaboration, and knowledge of banking audit, BSA/AML, governance, risk, and oversight functions.

Performs centralized regulatory supervision for wealth management and brokerage operations. Reviews trade surveillance alerts, employee trades, and electronic communications across email, text, and social media; dispositions and escalates potential issues. Produces trend reports, responds to evidence requests, maintains supervisory procedures, and identifies process improvements. Works with supervision, operations, compliance, and risk teams while adhering to regulatory requirements and service-level agreements.

Executes and leads moderately complex financial crime audits from planning through completion. Performs control testing, walkthroughs, documentation, issue management, audit reporting, and follow-up of findings. Provides independent opinions on internal controls, communicates findings and recommendations to stakeholders, and offers subject matter expertise in BSA, AML, and OFAC compliance. Manages audit priorities, supports regulatory initiatives, and contributes to process improvement and knowledge sharing.

Leads teams conducting independent compliance testing and issue validations, ensuring regulatory and internal requirements are met. Oversees testing plans, validation inventories, schedules, remediation activities, risk analysis, reporting, and continuous program improvement. Provides subject matter expertise and strategic guidance to senior management and business partners while managing team performance, development, hiring, and priorities. Researches regulatory expectations, identifies emerging risks, escalates issues, and maintains effective compliance controls and processes.

Leads commercial relationship management and business development for waste management companies, focusing on complex credit needs, loans, deposits, and fees. Develops new business, manages major portfolios, negotiates loan terms, evaluates credit risk, supports syndicated and M&A lending, and builds referral networks. Coaches junior relationship managers, coordinates internal banking partners, ensures regulatory compliance, and participates in community and client engagement activities.

Performs regulatory supervisory reviews for TD Wealth, including new account approvals, trade and annuity transaction reviews, managed-account documentation, AML/CIP/KYC compliance, account reviews, centralized controls, and regulatory reporting. Maintains supervisory procedures, prepares exception dashboards and reports, supports regulatory exams, and partners with Operations to improve workflows and controls.

The Compliance Quality Assurance Manager oversees compliance testing, ensuring adherence to policies and improving operational performance. This role involves strategic guidance, conducting independent reviews, and leading projects while fostering a culture of compliance.

Analyzes liquidity, cash flow, funding, and risk data; develops forecasts, reports, applications, and analytical tools; reconciles portfolio activity; evaluates stress scenarios; supports liquidity methodology, regulatory reporting, management committees, and enterprise risk initiatives. The role also identifies trends, resolves issues, maintains processes, and provides subject-matter expertise to stakeholders.

Leads strategic planning, performance insights, governance, and business management activities for TD Premier. Develops and implements strategies, policies, processes, roadmaps, and remediation plans across multiple functional areas. Advises stakeholders and executives, facilitates governance discussions, manages cross-functional initiatives, identifies risks and opportunities, and ensures alignment with regulatory and enterprise requirements. The role also promotes operational efficiency, effective controls, collaboration, and service delivery.

Leads strategic business management for TD Premier, coordinating cross-functional initiatives, governance, policy implementation, risk management, executive discussions, and operational improvements. Provides subject matter expertise, develops strategic plans and roadmaps, oversees remediation activities, and aligns stakeholders across Retail, Wealth, corporate, and control functions.

Manages complex business management activities, strategic initiatives, governance, policies, and cross-functional projects supporting TD Premier’s national sales program. Provides specialized guidance, thought leadership, executive communication, risk oversight, regulatory alignment, and remediation planning. Leads implementation across multiple functional areas, facilitates governance meetings, identifies operational improvements, and influences stakeholders across Retail, Wealth, corporate, and control functions.