Jobs at RBFCU Wealth Management

Provide corporate development and securities legal support, focusing on advisor practice acquisitions, advisor financing programs, bank/credit union transitions, M&A and corporate finance transactions, drafting and negotiating transaction documents, managing due diligence and outside counsel coordination, and supporting disclosure and corporate governance work.

Lead centralized risk and compliance oversight for Wealth Management Solutions, managing regulatory reporting, controls, governance routines, policy and supervisory processes. Coordinate audits, vendor and licensing oversight, risk assessments, remediation, and stakeholder liaison with Internal Audit, Legal, regulators, and business leaders. Build and lead a risk team, drive continuous improvement, and promote risk-aware culture.

The Digital Product Owner leads product vision and strategy for digital experiences, driving customer insights, collaboration with stakeholders, and measurable business outcomes while overseeing Agile teams and product discovery processes.

Supports and coordinates the global privacy program within Financial Crimes Compliance. Responsibilities include leading privacy risk assessments, implementing program objectives, maintaining training, updating policies and notices, reviewing marketing requests, supporting Privacy Impact Assessments and investigations, tracking mitigation plans, and advising stakeholders through analysis and reporting. The role requires strong cross-functional collaboration, policy development, project management, communication, and critical-thinking skills.

Conduct autonomous investment research and manager selection for equity funds and SMAs; prepare written reports, manage external partner relationships, support product development, and lead strategic projects and cross-organizational initiatives.

Partner with an external wholesaler to drive RiverSource Insurance sales via Ameriprise advisors. Conduct proactive outbound and inbound calls, virtual and group presentations, create sales illustrations using Encompass/BrentMark, maintain compliance coursework and state licenses, manage territory plans and record activity to meet regional sales goals.

Support and execute global annual compensation processes (merit, incentive, year-end). Perform data validation, reconciliations, audits, and reporting. Partner with Compensation, HR Systems, Payroll, Finance for program administration, UAT, SOX and audit support. Maintain SOPs, training materials, and identify process improvements to enhance controls and operational efficiency.

The Director leads the deferred compensation and LTIA programs, ensuring compliance, governance, and alignment with organizational goals while managing stakeholder relationships and vendor oversight.

Promote RiverSource insurance products to Ameriprise advisors via inbound and selective outbound calls. Answer product questions, run illustrations/proposals, match solutions to client needs, partner with wholesaling teams, pass required exams, and maintain licensure and CE requirements.

Lead and coordinate risk, compliance, and control routines for Wealth Management Solutions. Maintain regulatory reporting, governance materials, policy oversight, audit and regulatory responses, risk assessments, and remediation plans while partnering with Compliance, Legal, Internal Audit, and business leaders to identify, monitor, and mitigate operational and regulatory risk.

Provide legal support for retail investment advice products and services: apply federal securities laws, research and analyze risks, review marketing and training materials, draft disclosures and agreements, file Forms ADV/BD, maintain records and conflicts documentation, collaborate with Compliance and business partners, and promote a culture of compliance.

Source and engage experienced financial advisors through outbound dialing and email campaigns, manage candidate pipelines in CRM/ESA, partner with regional directors to meet territory recruiting needs, screen and qualify leads, and support targeted recruitment strategies to secure meetings and advance candidates.

Lead strategy and end-to-end lifecycle for checking, savings, and CD products. Own roadmap, pricing, financial modeling, forecasting, and cross-functional execution. Drive data-driven acquisition and engagement, build performance dashboards, ensure regulatory and operational compliance, and mentor product teams to optimize growth, profitability, and customer experience.

Review and approve advisor-created marketing and retail communications for regulatory compliance. Provide feedback, coaching, and education to advisors and field leaders, support process improvements, stay current on regulatory changes, and represent the firm in examinations or regulatory matters.

Lead and evolve the equity research function for Wealth Management Solutions. Set research standards and methodologies, manage analyst coverage and succession, recruit and develop research talent, align research with portfolio construction and compliance, and oversee advisor-facing market commentary and investment communications to support portfolio decisions and advisor guidance.

Design, code, test, and implement software while collaborating with teams to meet business requirements and providing technical guidance throughout the software life cycle.

The Senior Analyst will lead investment performance initiatives, conduct research, ensure compliance, enhance reporting capabilities, and oversee data quality and performance testing.

Lead product marketing for the firm's ETF lineup: craft messaging and collateral, maintain content lifecycle, coordinate cross-functional stakeholders, measure results, and execute complex marketing programs on-time and on-budget to drive awareness and growth among financial advisors.

Adjudicate and settle life insurance claims, determine beneficiaries and benefits, review documents, investigate complex or foreign claims, communicate with clients/advisors/vendors, document files, provide secondary reviews, and serve as an SME for process improvements while ensuring regulatory and contract compliance.

Conduct fundamental equity research across Consumer Discretionary and Staples, build and maintain financial models and valuations, develop investment theses and recommendations, support portfolio construction and advisor engagement, produce research reports and presentations, and ensure governance and compliance of research activities.