Jobs at LPL Financial

Lead advisor transitions to LPL by consulting on business structure, creating transition strategies, delivering in-depth training on LPL technology, supporting repapering and account setup, tracking openings/funding, troubleshooting issues, and coordinating cross-functional teams to ensure a seamless move from prior broker-dealers.

Lead and develop a team of Supervisory Principals overseeing advisor supervision and centralized product reviews. Manage talent, service levels, escalations, risk-based reporting, regulatory interpretation, process improvements, and cross-functional collaboration. Drive special projects, advise on regulatory requirements, identify policy/control gaps, and report corrective actions to management.

Lead enterprise M&A data architecture and integration: perform technology due diligence, define target-state and integration roadmaps, drive cloud modernization, application/platform rationalization, data harmonization, governance, and large-scale program delivery to realize value from mergers and acquisitions.

Support Advisor M&A deal teams by preparing valuations, transaction analyses, due diligence materials, and ongoing reporting. Maintain transaction and pipeline data (including Salesforce), manage recurring and ad-hoc analytics, and help improve processes. Gain exposure to deal structures, financing, and advisor acquisition trends while supporting high-volume deal activity and team decision-making.

Lead end-to-end product management for W2 and Affiliate advisor experiences: own intake, prioritization, roadmap, backlog, PI planning, requirements, and delivery. Drive third-party tool lifecycle, standardized hardware and network solutions, integrations, launch readiness, adoption tracking, and cross-functional alignment with Technology, EPMO, Operations, Compliance, and Field leadership.

Lead data product governance and delivery: translate business requirements into data solutions, author and operationalize data quality rules, build profiling/alerting and lineage, maintain data dictionaries and metadata, validate and certify sources, partner with engineering, risk, and operations to remediate issues and govern enterprise data products.

Lead development and execution of LPL's outsourced wealth solution strategy for banks and credit unions. Drive policy, process, product, and onboarding improvements; establish and report program KPIs; partner with cross-functional teams to scale wealth programs; analyze industry trends and maintain business intelligence frameworks to inform strategy and client experience enhancements.

Technical lead for cloud-enabled advisor workstation development. Design, develop, and modernize AWS-based, cloud-native web applications and services using Angular, .NET, and SQL Server. Mentor developers, perform code reviews, troubleshoot production issues, collaborate with architects and stakeholders, produce SDLC documentation, and ensure solutions meet enterprise governance, scalability, performance, and reliability goals.

Manage and analyze corporate action events (dividends, reorgs, restricted securities, proxy), process allocations and exceptions, reconcile accounts, liaise with transfer agents and brokers, support advisor inquiries via phone and mailbox, assist with stock option exercises, maintain quality controls, update training materials, and participate in projects and UAT to improve operational efficiency.

Lead day-to-day management and trading of centrally managed platforms, ensure accounts follow investment strategies, develop reporting, resolve trading exceptions, drive process improvements, and mentor analysts while supporting cross-functional projects and strategic initiatives.

Lead and develop a 14-person overlay trading team managing centrally managed advisory platforms. Oversee trading, rebalancing, model implementation, and operational workflows; resolve escalations; drive platform enhancements, cross-functional initiatives, process improvements, and risk/control adherence to support scale and advisor experience.

Lead execution of Cash & Liquidity Management product roadmap (payments, banking, retirement), drive discovery, translate business needs into requirements and user stories, partner with Agile delivery, operations, compliance, and stakeholders to improve adoption, efficiency, quality, and time-to-market.

Lead product vision and roadmap for Cash Management and banking capabilities. Drive discovery, translate needs into requirements, prioritize features, partner with Agile teams, ensure compliance and operational readiness, monitor performance, and increase advisor adoption and operational efficiency.

Lead initiative coordination for Cash Management products (payments, third-party banking, retirement). Drive delivery through agile practices: write epics/stories, unblock backlogs, support Agile Release Train events, track dependencies, report progress, and represent product priorities across stakeholders to improve advisor and client experience.

Provide trade support to financial advisors and clients in a call center environment: take high-volume inbound calls, place orders, resolve trade and settlement issues with market centers/exchanges, explain products, risks, fees and regulatory requirements, and ensure compliance with LPL policies.

Provide operational trading support for mutual funds, UITs, and precious metals in an inbound call center. Handle order placement, research, corrections, escalations, and vendor/transfer agent coordination. Identify and remediate process and risk issues, support advisors and internal teams, and contribute to continuous improvement and compliance.

Lead and develop a phone-based team of licensed financial advisors serving banks and credit unions. Drive sales performance, coach advisors, manage workforce and SLAs, monitor metrics, run quarterly business reviews, partner with institutional leaders, and improve advisor productivity and client acquisition.

The VP, Product Manager at LPL Financial leads product strategy, manages cross-functional teams, and ensures alignment with business objectives within the financial services domain.

Support advisors by designing, analyzing, and presenting comprehensive financial plans. Build advisor relationships, follow paraplanning standards, collaborate across teams, identify referral opportunities, and maintain knowledge of wealth planning offerings to drive client satisfaction and retention.

Lead and support enterprise business continuity program activities including business impact analyses, risk assessments, plan development and testing, supplier resiliency, crisis response, reporting, and resiliency metrics. Work with business partners to implement controls, execute testing, and support incident response and communications.