Jobs at LPL Financial

The Senior Analyst supports regulatory trade reporting and compliance, ensuring accurate data reporting, conducting quality control, analyzing data, and enhancing reporting processes.

The Executive Administrator provides comprehensive administrative support to executives, managing schedules, travel arrangements, and expenses while ensuring efficient office operations.

Lead product strategy for advisor-facing AI, overseeing the end-to-end product lifecycle, from design to enterprise adoption while ensuring compliance and integrating AI solutions across various financial services.

The Senior Advisor Communications & OBA Supervisory Principal reviews marketing materials and outside business activity requests, ensuring compliance with policies and regulations, while advising financial advisors and participating in department initiatives.

The Document Imaging Services Specialist is responsible for scanning, indexing, and quality control of financial documents, ensuring their integrity within the digital imaging system. Duties include operating scanners, performing quality assurance, and collaborating with departments for document retrieval.

The SVP, Head of Client Compensation at LPL Financial leads advisor compensation transformation, oversees key operational teams, manages compliance, and drives process improvements for client experience.

The VP, Software Development Manager leads software engineering teams, focusing on developing financial transaction solutions, managing workflows, and ensuring product delivery meets quality and compliance standards.

This role involves financial analysis, modeling, due diligence for M&A transactions, collaborating with various departments, and preparing management reports.

The Manager of Client Compensation leads a team of 10-12 staff, focusing on advisor support, team development, process improvement, and departmental projects to enhance client experiences.

The role involves maintaining the Kong AI gateway platform, developing API integrations, collaborating with teams, and enhancing AI capabilities in the organization.

The VP, Product Manager at LPL Financial leads product strategy, manages cross-functional teams, and ensures alignment with business objectives within the financial services domain.

The AVP, Knowledge Management oversees knowledge services, enhances customer self-help tools, optimizes content quality, and leads AI initiatives to improve customer service.

The VP of Product Management will lead product strategy, oversee the product lifecycle, mentor product managers, and ensure offerings meet market requirements.

The Senior Consultant, Client Feedback coordinates client feedback responses to enhance the client experience, ensuring timely communication and managing feedback effectively.

The AVP, Client Feedback manages client feedback operations, ensuring timely communication, escalation management, and collaboration with SMEs to enhance client experiences.

The Senior Analyst manages M&A transactions, providing valuation and modeling support, leading task assignments, and facilitating advisor interactions for successful deal execution.

The Chief Architect leads architecture for investor-facing digital platforms, driving alignment with business strategy and overseeing modernization initiatives, ensuring scalable and secure solutions.

The Sr Analyst will analyze KPIs, leverage data analytics and AI tools, provide training, and improve user experience to enhance digital product performance.

The AVP, Workflows Product Owner is responsible for driving workflow transformation, enhancing operational efficiencies, and delivering measurable improvements in advisor experience through automation and AI, while ensuring compliance and governance in financial services.

The AVP, Strategy Activation will lead strategic initiatives, manage project plans, foster collaboration across teams, and report on performance to senior leadership while ensuring effective execution of strategies at LPL Financial.