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Job DescriptionSummary:
We are seeking an Investment Compliance Analyst to perform monitoring, surveillance and testing work to comply with 1940 Company Act.
Qualifications:
• Qualified individuals should have at least one year of experience in Compliance, specifically working with 1940 Act with regard to personal trading and non-public information surveillance and monitoring.
• Excellent attention to detail.
• Bachelor’s Degree is strongly preferred but not required.
Additional InformationAll your information will be kept confidential.
Hubert Magsalin
346-231-7545
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