About this role:
Wells Fargo is seeking an Institutional Investment Operations Associate within its Client Account Maintenance team as part of Corporate and Investment Banking Operations. This team is responsible for a wide variety of activities regarding customer reference data and systematic setup within customer data systems as well as downstream trading applications. Learn more about our career areas and lines of business at wellsfargojobs.com.
The Associate will provide stewardship of client data between front end sales desks and operational support partners while focusing on building strong customer relationships. You will also be accountable for execution of all applicable risk programs, which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation, and remediation of issues, and making sound risk decisions.
In this role, you will:
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Provide operational and customer support for lifecycle tasks for institutional trades
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Assist in gathering data to support resolution of issues
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Receive direction from manager and exercise judgment within defined parameters of the area while developing understanding of various functions, policies and procedures
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Collaborate and consult with peers, colleagues and managers to resolve issues and achieve goals
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Partner with operations teams assisting with issue resolution and account related queries
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Identify and close risk related gaps within the account opening and maintenance process
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Identify opportunities to streamline key functions providing additional efficiency to the team and clients
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Partner with the sales and front office teams through effective communication
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Take part in key audits or other query related activities assigned to the team
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Trouble-shoot system related operational issues
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Identify production and workflow improvement
Required Qualifications:
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6+ months of Institutional Investment Operations experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education
Desired Qualifications:
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6+ months of Capital Markets or similar experience
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Knowledge and understanding of risk as it relates to the Corporate and Investment Banking line of business (Operational, Counterparty, Market, etc.)
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Understanding of client data operations and customer data systems across Wells Fargo Securities
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Excellent verbal, written, and interpersonal communication skills
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Ability to work in a fast-paced deadline driven environment
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Effective organizational, multi-tasking, and prioritizing skills
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Strong analytical skills with high attention to detail and accuracy
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Knowledge and understanding of loan, securities, and derivative products
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Intermediate Microsoft Office skills
Job Expectations:
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Ability to work a hybrid schedule
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Willingness to work on-site at stated location on the job opening
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This position is not eligible for Visa sponsorship
Posting Location:
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Charlotte, North Carolina
Posting End Date:
15 Apr 2025
*Job posting may come down early due to volume of applicants.
We Value Diversity
At Wells Fargo, we believe in diversity, equity and inclusion in the workplace; accordingly, we welcome applications for employment from all qualified candidates, regardless of race, color, gender, national origin, religion, age, sexual orientation, gender identity, gender expression, genetic information, individuals with disabilities, pregnancy, marital status, status as a protected veteran or any other status protected by applicable law.
Employees support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of our customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. There is emphasis on proactive monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit’s risk appetite and all risk and compliance program requirements.
Candidates applying to job openings posted in US: All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other legally protected characteristic.
Candidates applying to job openings posted in Canada: Applications for employment are encouraged from all qualified candidates, including women, persons with disabilities, aboriginal peoples and visible minorities. Accommodation for applicants with disabilities is available upon request in connection with the recruitment process.
Applicants with Disabilities
To request a medical accommodation during the application or interview process, visit Disability Inclusion at Wells Fargo.
Drug and Alcohol Policy
Wells Fargo maintains a drug free workplace. Please see our Drug and Alcohol Policy to learn more.
Wells Fargo Recruitment and Hiring Requirements:
a. Third-Party recordings are prohibited unless authorized by Wells Fargo.
b. Wells Fargo requires you to directly represent your own experiences during the recruiting and hiring process.
Top Skills
Wells Fargo Charlotte, North Carolina, USA Office
355 W Martin Luther King, Jr BLVD, Charlotte, NC, United States, 28202
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