Teams at RSM US LLP

Leads risk-based AML internal audits for global banking clients, managing planning, testing, documentation, reporting, issue validation, and remediation testing. Assesses AML and financial crimes controls, identifies regulatory risks, develops audit programs and workpapers, presents findings to senior stakeholders, and coaches junior staff. Requires extensive internal audit and AML experience, strong knowledge of BSA/AML and OFAC requirements, and familiarity with audit management and AML technology platforms.

Supports operational risk management programs for banking clients by conducting risk and control self-assessments, documenting processes, evaluating risks, developing policies, monitoring key risk indicators, preparing reporting dashboards, and facilitating training. The role applies banking regulatory frameworks and operational risk best practices, including OCC standards, Basel, COSO, scenario analysis, and incident management. It also provides client guidance on risk mitigation and program effectiveness.

Leads risk-based AML Internal Audit engagements for large global banking clients, managing audits from risk assessment and planning through testing, reporting, issue validation, and remediation testing. Develops audit programs, risk and control matrices, workpapers, test scripts, and findings; evaluates AML control effectiveness; presents results to senior stakeholders; challenges management responses; and coaches junior team members. The role requires strong BSA/AML, OFAC, sanctions, financial crimes, audit methodology, and regulatory remediation expertise.