Teams at Mariner Wealth Advisors

Lead investment strategy efforts bridging Research, OCIO, and Internal Strategies with Wealth and UHNW business units. Design allocation models, advise advisors and clients on Mariners solutions, synthesize research into client-ready outputs, support business development, mentor team members, and promote consistent, client-centric investment messaging to improve retention and drive new mandates.

Lead and advance the enterprise-wide compliance program, set strategic vision, oversee policies, monitoring, testing, training, exams, and investigations. Serve as CCO for entities, partner with business and legal teams, drive technology-enabled transformation, mentor leaders, and ensure regulatory alignment across the firm.

The Client Relationship Manager manages UHNW client relationships, overseeing financial needs, cash management, and coordinating multiple entities while ensuring timely execution and accuracy of requests.