Teams at LPL Financial

Supports client compensation operations through data sorting, modeling, complex analysis, reconciliations, reporting, and process improvement. Researches and investigates compensation issues, collaborates with internal and external partners, validates reporting data, supports project work, and provides subject-matter-expert data assistance. The role requires independent work, strong communication, attention to detail, and the ability to manage multiple priorities in a fast-paced financial services environment.

Lead the Advisory & Product Consulting Desk, managing a team that supports financial advisors through phone and email. Responsibilities include onboarding and training, performance management, metrics reporting, continuous process improvement, team engagement, advisor support, recurring meetings, and cross-functional strategy implementation. The manager may directly handle advisor calls and emails and must foster a collaborative, client-focused culture.

Provide trading support to financial advisors, money managers, and retail clients by placing equity and options orders, answering trade inquiries, resolving trade and settlement issues, and handling high-volume inbound and outbound calls. Explain product risks, fees, regulations, and firm policies while ensuring accurate and compliant trade execution and delivering strong client service.