Dispute Investigative Quality Assurance Analyst

The role 

SoFi is seeking an Internal Auditor Manager to join SoFi’s Internal Audit Department, reporting to the Internal Audit Senior Director over the Banking and Lending audit portfolio. You will be conducting audits and reviews of various areas related to SoFi Bank N.A. and SoFi Technologies Inc. This is a hands-on audit role with responsibilities of managing audit engagements from planning to reporting, performing audit risk assessments, and coaching audit staff. Also, you will prepare working papers to document your testing of key internal controls and execute audit engagements in accordance with departmental and professional internal audit standards. You should have a proven ability to build relationships/partnerships and work cross-functionally to drive time-sensitive deliverables, issues tracking, and reporting.

What you’ll do:

• Assist the Internal Audit team in accomplishing audit department objectives in a team environment.
• In accordance with departmental and professional internal audit standards, identify and analyze risks, plan and prioritize audit work, conduct interviews, observe operations, document and analyze procedures and controls, perform audit tests, prepare appropriate workpapers, develop audit recommendations, review identified issues with appropriate management, and prepare audit report findings related to SoFi and SoFi Bank activities.
• Develop formal written reports to communicate audit results to management and other stakeholders.
• Continuously seek opportunities for audit process improvement.
• Work on multiple priorities/projects simultaneously while meeting deadlines.
• Utilize data analytics and tools in the execution of audit work.
• Continue to develop and expand knowledge of the audit profession, financial and technology industry, and products through self-study, research, and continuing education efforts.
• Supervise and coach staff at lower levels depending on the nature of the assignment.
• Execute special assignments and other duties as assigned.
• Some travel may be required.

What you’ll need:

• Bachelor's or equivalent in accounting, finance, information systems, or related fields.
• Minimum of 7 to 10 years of internal audit, risk management, compliance, or related experience working at a covered financial institution 
• Experience in regulated environments with consumer financial product
• Relevant certification or industry accreditation (e.g., CIA, CPA, CRCM, FRM, etc.) is required.
• Familiarity with the FRB, OCC, FDIC, and CFPB examination procedures.  
• Strong understanding of internal control concepts, IIA standards, risk assessment practices, and the COSO risk management framework.
• Strong written and verbal communication skills, and experience preparing audit workpapers, issues, reports, and management presentations.
• Ability to work independently with limited daily supervision while meeting deadlines. 
• Ability to navigate through ambiguity, manage and coordinate multiple project assignments, and deliver on commitments.
• The following experiences are a plus:
• Performing data analysis using data mining and visualization techniques (Tableau, SAS, SQL, R, Python and/or ACL)
• Executing integrated business and technology audits
• Auditing Banking compliance functions within a bank or other financial services company
• Leading audit engagement planning and reporting phases