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The role:
The AML Compliance Specialist - CIU will conduct due diligence on new and existing cryptocurrency and traditional finance customers to ascertain whether a potential legal, regulatory, or reputational risk exists. The AML Compliance Specialist will support the CIU with the buildout and execution of procedures to conduct KYC due diligence reviews on SoFi’s customers engaging in cryptocurrency and other virtual asset activity, including individuals and legal entities. As needed, the AML Compliance Specialist will support the CIU with other activities including name screening, transaction screening, and periodic reviews.
What you’ll do:
Conduct EDD/periodic reviews for cryptocurrency and traditional finance customers to ensure that information is current and accurate and that activity is in line with what is expected for the customer type.
Conduct Sanctions, Politically Exposed Persons, and Adverse Media screening as part of Customer Due Diligence reviews for cryptocurrency and traditional finance customers.
Support the development of KYC related procedures for cryptocurrency customers, and apply knowledge of techniques used in cryptocurrency investigations.
Evaluate whether AML risks and/or red flags are present, and escalate as appropriate.
Maintain a thorough comprehension of AML typologies related to retail banking, lending, securities, and cryptocurrency/virtual assets
Conduct research utilizing available systems, databases, and the internet, consistent with investigation procedures.
What you’ll need:
Bachelor’s Degree from a four-year college or university in a related field.
2-4 years of experience in the finance industry focusing on KYB/KYC, CDD/EDD (including transactional reviews) and/or cryptocurrency.
Demonstrated ability to communicate effectively with all levels of the organization and across different business lines.
Excellent working knowledge of AML/BSA laws and regulations relative to money laundering and terrorist financing.
Excellent analytical skills and communication skills.
Excellent organizational, verbal, written and interpersonal skills .
Must be able to multi-task, adapt well to changing priorities, and effectively prioritize workflow to meet critical deadlines.
Ability to work in a fast-paced, demanding, and changing environment.
Nice to have:
Experience with blockchain analytics tools.
CAMS or other AML specific certification preferred (or willingness to become certified within one year of start date).
CCAS or other cryptocurrency-related certification(s).
Top Skills
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