Jobs at Ameriprise Financial Services, LLC

Provide legal support for advisor acquisitions, installment loan programs, bank/credit union transitions, capital solutions, and broader M&A and corporate development matters across business lines. Draft and negotiate transaction documents, manage diligence and outside counsel coordination, support corporate finance, disclosure, governance and regulatory tracking.

Lead centralized risk team for Wealth Management Solutions overseeing governance, regulatory reporting, controls, policy, audit coordination, vendor/licensing oversight, and committee governance. Identify control gaps, drive remediation, liaise with Internal Audit, Compliance, Legal and regulators, and develop a team of risk professionals to promote risk awareness and continuous improvement.

Manage and improve the global privacy program, including risk assessments, privacy impact assessments, training, policy updates, privacy notices, investigations, and compliance reviews. Coordinate with privacy attorneys, business teams, information security, and project stakeholders to identify risks, develop mitigation plans, resolve privacy requirements, and provide decision support to leadership.

The Digital Product Owner leads product vision and strategy, focusing on customer needs and business objectives while collaborating with cross-functional teams to ensure high-value solutions.

Conduct independent investment and manager research for equity mutual funds, SMAs, and ETFs using qualitative and quantitative analysis. Prepare concise written reports and present findings to stakeholders. Manage external manager relationships, lead strategic projects, support product development, marketing, wholesaling, and issue resolution. Maintain U.S. Growth Equity category and perform ongoing due diligence.

Manage and execute global compensation operations including merit and incentive cycles, data validation, reconciliations, reporting, UAT/testing, SOPs, audit/SOX support, stakeholder partnership, and process improvements to ensure accurate, controlled compensation administration.

Drive RiverSource Insurance product sales through Ameriprise Financial Advisors by building and deepening advisor relationships via outbound/inbound calls, virtual and group presentations. Partner with the RVP to manage territory, create illustrations with Encompass/BrentMark, maintain required licenses and compliance coursework, record sales activity, and prioritize workload to meet regional goals.

The Director of Deferred Compensation and LTIA leads and oversees the organization's deferred compensation programs, ensuring compliance, governance, and alignment with business objectives. They consult with stakeholders, manage vendors, analyze program effectiveness, and guide teams in program administration and communication.

Serve on the Insurance National Sales Desk supporting Ameriprise advisors via inbound (and selective outbound) calls. Learn RiverSource insurance and annuity products, run illustrations and proposals, and match product solutions to client needs. Partner with wholesaling teams to drive outreach, follow up to close business, and maintain required licensing, exams, and CE.

Lead and evolve the equity research function for Wealth Management Solutions: set research standards, manage analyst coverage and talent, align research with portfolio construction and advisors, oversee advisor-facing communications, and build scalable research capabilities supporting investment decision-making and growth.

Lead risk and compliance coordination for Wealth Management Solutions, managing regulatory reporting, controls, governance, audits, policy oversight, risk assessments, remediation, and stakeholder collaboration to mitigate operational, financial, regulatory, and compliance risk.

Provide legal support for retail investment advice: analyze securities laws and FINRA rules, research and draft disclosures/agreements, review marketing/training materials, maintain filings (Forms ADV/BD), manage conflicts documentation, and collaborate with Compliance and business partners to promote regulatory compliance.

Source and engage experienced financial advisors via outbound calls and email campaigns, manage candidate pipeline in CRM/ESA, partner with regional leaders to tailor territory recruitment strategies, and maintain market/product knowledge to overcome objections and secure meetings.

Source and engage experienced financial advisors through outbound dialing and email campaigns, screen and qualify candidates, manage CRM records and pipelines, collaborate with regional leaders to align territory recruiting strategies, and maintain product and market knowledge to overcome objections and secure meetings.

Lead strategy and lifecycle management for checking, savings, and CD products. Own roadmap, pricing, financial modeling, forecasting, and performance reporting. Drive acquisition and engagement with data-driven analytics (SQL), partner across finance, risk, compliance, technology, and marketing, ensure regulatory and operational compliance, and hire, mentor, and develop product teams to optimize balances, profitability, and customer experience.

Review and approve advisor-created marketing and retail communications using risk-based supervisory analysis. Provide feedback, coaching, and education to advisors and field leaders, stay current on regulatory changes, support process improvements, and represent the firm in regulatory matters. Participate in team development and collaborate to share best practices and streamline workflows.

The Software Engineer will design, code, test, and maintain applications, collaborating closely with technical teams to ensure quality solutions while adhering to organizational standards.

As a Senior Analyst, you will lead investment performance reporting initiatives, ensuring compliance, maintaining performance tools, and collaborating with various business units to enhance reporting capabilities.

Lead product marketing for the ETF lineup: create messaging and collateral, manage lifecycle content, run complex marketing programs, measure results, and coordinate cross-functional stakeholders (sales, product, investments, compliance) to drive awareness and growth for financial advisor distribution.

Adjudicate life insurance claims end-to-end: verify policy status, determine beneficiaries and benefit amounts, handle complex beneficiary and foreign death investigations, document files, communicate with clients/advisors/vendors, provide peer secondary review, and support process improvement as a subject-matter resource.