Top Finance Jobs in Charlotte, NC

Performs compliance supervision and suitability reviews for new wealth-management accounts. Conducts regulatory, operational, and control reviews; designs risk processes; identifies and resolves issues; supports projects and efficiency initiatives; analyzes sales activity using reports and technology; and collaborates with financial advisors, branch managers, supervisory principals, and management. The role requires FINRA licensing, regulatory compliance, independent judgment, and ongoing risk monitoring.

Own forecasting, budgeting, reporting, financial analysis, and strategic planning deliverables for Consumer Banking & Lending. Synthesize results and business drivers for executives, CFOs, investors, and enterprise partners. Drive reporting routines, executive materials, finance transformation initiatives, process improvements, and cross-functional coordination while ensuring accurate, decision-ready outputs and compliance with internal controls.

Leads cost optimization and operating leverage initiatives across the organization. Analyzes workforce, vendor, location, platform, and process costs; develops productivity frameworks, scorecards, financial models, and scenario analyses; monitors savings realization; and provides executive reporting on expense management and cost transformation. Supports strategic planning through cost baselines, forecasting, and data-driven recommendations influencing senior stakeholders.

Supports Private Bankers with wealth management account administration, client service, sales support, relationship management, account transactions, operational issue resolution, compliance interpretation, and risk management. The role interacts with clients to identify retention and business opportunities, prepares client materials, manages complex account documentation, and may train junior associates. It requires SAFE registration, mortgage loan originator compliance, strong banking knowledge, attention to detail, and effective communication.

Leads compliance oversight and risk management for broker-dealer operations across wealth management and investment banking. Advises on digital assets, cryptocurrencies, stablecoins, tokenized securities, and distributed ledger technologies; evaluates regulatory developments; conducts risk assessments, monitoring, testing, investigations, and root-cause analyses; manages regulatory change and issue remediation; develops controls and reporting; and presents compliance recommendations to stakeholders and governance committees.

Leads independent market risk oversight for ABS, CMBS, RMBS, CLO, and other securitization transactions. Responsibilities include cash flow modeling, offering document review, collateral and trigger analysis, stress testing, risk-based challenge, issue escalation, and transaction execution support. Partners with structuring, legal, compliance, deal management, and risk teams while evaluating disclosure, payment priorities, modeling assumptions, and risk-return outcomes.

Manages funding across global Nostro accounts in multiple currencies, reconciles discrepancies, monitors balances, supports FX trade lifecycles, and resolves operational issues. Collaborates with trading, investigations, relationship management, technology, reconciliation, and other teams. Provides subject matter expertise, analyzes complex processes, recommends solutions, supports projects, and helps implement process and system improvements while maintaining regulatory and risk controls.

Supervisory Control Specialist responsible for reviewing and analyzing controls governing high-risk investment strategies and complex products. The role identifies process efficiencies, recommends policy and technology enhancements, analyzes risk data and trends, and supports compliance with firm and regulatory requirements. The specialist collaborates with financial advisors, branch managers, operations leaders, and business units while exercising independent judgment and presenting recommendations for complex control issues.

Manage daily cash and collateral operations for an FCM business across futures, options, and cleared swaps. Responsibilities include monitoring cash positions, funding and liquidity needs, margin and collateral requirements, high-value transfers, settlements, reconciliations, reporting, audits, regulatory compliance, and CCP-related change initiatives. The role requires strong capital markets knowledge, analytical skills, operational accuracy, and proficiency with GMI, Excel, and related cash and collateral platforms.

Researches complex transactions and referrals to detect fraud, policy violations, and merchant disputes. Reviews cases, determines liability and business impact, identifies patterns and anomalies, and provides evidence and detailed findings to management and specialists. The role requires customer service, financial services, fraud, or investigative experience, attention to detail, analytical judgment, weekend or holiday availability, and completion of required training. It follows a hybrid schedule in Charlotte, North Carolina.